Legal Ethics Opinion No. 1435 Confidences and Secrets: Attorney As A Witness Following Multiple Real Estate Representation You have presented a hypothetical situation in which a lawyer represents both buyer and seller in a real estate closing. After problems arise related to the deal, seller sues buyer for breach of contract. Seller intends to call the attorney who represented both the buyer and the seller in the closing as a witness on his behalf and the former attorney intends to testify on behalf of the seller. You have asked the committee to opine whether, under the facts of the inquiry, it is proper for the closing attorney to testify on behalf of the seller. You have also inquired as to the committee's opinion regarding whether, in the event of a conflict of interest, the real estate attorney can be stopped from testifying even though he faces ethical violations. The appropriate and controlling Disciplinary Rule related to your first inquiry is DR 4-101(B) which provides that a lawyer shall not reveal or use confidences or secrets of his client. Ordinarily, it is not improper for an attorney to testify on behalf of a former client represented by the attorney in the same matter when requested to do so by the former client. See LEO #322. It is also well-established, however, that if an attorney undertakes to represent both buyer and seller in a real estate transaction, it is unethical for him to subsequently represent either party against the other, unless the other party consents after full disclosure. See LEOs #414 and #656. Additionally, when a lawyer represents both parties to a real estate transaction, he has a duty to inform his clients at the outset of the transaction that he will not be able to represent either party against the other if a dispute should arise. See LEO #1000. Thus, the committee opines that it would not be improper for the closing attorney to testify voluntarily on behalf of the seller in the breach of contract action. If, however, he is called upon to reveal confidences and secrets gained in the former attorney-client relationship with the buyer, he should not so answer unless the privilege is waived by the former clients or unless he is ordered to do so by the Court. As regards your second inquiry, the question of whether an attorney can be stopped from testifying even though he faces ethical violations raises legal issues which fall outside the committee's purview and thus cannot be addressed in the scope of a Legal Ethics Opinion. Committee Opinion November 18, 1991
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